Last week, the Securities and Exchange Commission charged three hedge fund managers, working at the same advisory firm, for a duo of scams. While the scams were separate, hedge fund manager Christopher Plaford was able to bridge the two of them and double fist the illegal bounty
Posts By: Rob Arthurs
Registration is now open for Hedge Connection’s biggest event of the year. Held again at the beautiful Fairmont Southampton in Bermuda, this year’s agenda diversifies well beyond the one-on-one focus of previous years, as we look to include a wider audience of alternative investment professionals
We are very flattered by the compliments of Rob Davis from McAlinden Research Partners and Hedge Funds Care as he explains how our Capital Club product is both innovative and efficient to the allocators and fund managers that use the platform
It is imperative that the chief compliance officer of an RIA review the RIAs policies and procedures to make certain that the Code of Ethics and policies and procedures are up to date and contain a definition of “Access Person” that is consistent with Rule 204A-1 and the SEC’s interpretations of that rule
We would like to thank everyone who joined us at our inaugural Table Talks event on Monday. We made a short video of the event. By the time the roundtable sessions had started, we had every table booked solid.