SEC Staff Issues Interpretive Guidance on Recently Adopted Amendments to Rule 506 Addressing General Solicitation and Bad Actors Feb3

Posted by & filed under Compliance, Hedge Fund Marketing.

A legal update from Dechert’s Financial Services Group. Effective September 2013, the U.S. Securities and Exchange Commission (SEC) amended Rule 506 of Regulation D to (1) permit, in certain circumstances, an issuer to engage in general solicitation and general advertising in connection with Rule 506 offerings (General Solicitation Rules) and (2) disqualify issuers of securities… Read more »

Hedge Funds Gain +1.19% in November Dec16

Posted by & filed under Hedge Fund Performance.

Guest post from the Hennessee Group. Hedge Funds Gain as Market Heads Higher December 16, 2013 – New York, NY – Hennessee Group LLC announced today that the Hennessee Hedge Fund Index increased +1.19% in November (+11.18% YTD), while the S&P 500 gained +2.80% (+26.62% YTD), the Dow Jones Industrial Average increased +3.48% (+22.76% YTD), and the NASDAQ Composite Index jumped +3.58% (+34.46% YTD).  Bonds… Read more »

Hedge Fund December Effect: Positive December for Equities and Hedge Funds Predicted Dec2

Posted by & filed under Hedge Fund Performance, Press.

Guest post from the Hennessee Group. Hennessee Group LLC, an adviser to hedge fund investors, believes the equity markets are likely to continue their momentum heading into the end of the year and lead to additional gains for investors during the month of December.  Charles Gradante, Co-Founder of the Hennessee Group, stated “We believe the ‘December… Read more »