Capital Introduction Roundtable in Montreal Feb9

Posted by & filed under Events.

CIBC Prime Services Group Presents In Association with Hedge Connection Capital Introduction Roundtable in Montreal Featuring…. US Managers* & Canadian Investors Date:  Thursday, March 3, 2011 Manager Presentations: 2:00 pm – 4:00 pm Cocktails and refreshments to follow Meet investors, One-on-one in an intensive two hour networking session. Location: Montreal, QC Please register today at… Read more »

Dodd-Frank and New SEC Rulemaking Initiatives Dec27

Posted by & filed under Compliance.

We welcome guest contributor Seymour Bucholz, a seasoned transactional attorney focused on corporate and regulatory matters for broker-dealer clients at Garvey Schubert Barer. Mr. Bucholz is presenting a white paper discussing the impact of the forthcoming Dodd-Frank Act. Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act will impact virtually every professional… Read more »

Big 12 Best Practices Plus 4 Quant & 3 Qual Minimums May28

Posted by & filed under Compliance.

Guest Post: Industry expert and guest contributor Ron Suber discusses the Big 12 Hedge Fund Best practices and the Four Quantitative and Three Qualitative  Minimums for Hedge Funds. Big 12 Hedge Fund Best Practices 1)   Written compliance and employee trading policies with periodic attestation 2)   Multiple levels of authority on cash movements with a minimum… Read more »

Post-Crisis: Hedge Funds, Custodial Risk and Prime Brokers Mar18

Posted by & filed under Press.

Guest Post: Industry experts and guest contributors Ron Suber and Aaron Vermut discuss where the prime brokerage industry has been, where it is now, and more importantly, where it is going in the future. Also published on FINalternatives (http://www.finalternatives.com) Prior to the most recent financial crisis, money managers had an awareness of counterparty and custodial… Read more »

Merlin’s Necessary Nine: How To Raise and Retain Institutional Capital Feb9

Posted by & filed under Hedge Fund Assets.

Published on FINalternatives (http://www.finalternatives.com) Guest Post: Ron Suber is senior partner and head of global sales and marketing for Merlin Securities, a leading prime brokerage services and technology provider for hedge funds and managed account platforms.  The following was published on FINalternatives and is based on a presentation by Ron Suber at Hedge Funds: Getting… Read more »