Dodd-Frank Alert November 2011 Nov16

Posted by & filed under Press.

Guest post courtesy of our friends at Herrick. On October 31, 2011, the SEC and the CFTC jointly adopted rules implementing Dodd- Frank’s1 systemic risk reporting requirements applicable to investment advisers to private funds, and to certain commodity pool operators and commodity trading advisors.2 The rules are intended to support the efforts of the Financial… Read more »

Walkers Fundamentals – Fighting the Tape Nov7

Posted by & filed under Compliance.

Attended the first in a series of Walkers Fundamentals Hedge Fund Group Seminars. The Nov. 6 event was ominously titled, “Fighting the Tape…” A unique discussion on protecting and growing a hedge fund business in volatile markets.  For those unfamiliar, Walkers is a leading law firm focused on “offshore” jurisdictions including Cayman, Jersey, Dubai, London… Read more »