What trends and risks are we facing in cyber-attacks and data breaches? How has the regulatory environment changed? Are there actionable themes for success? How do allocators and the due diligence process look at cybersecurity?
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Investment managers and allocators are invited to join our complimentary seminar on November 8th in New York on the topic of Cybersecurity, hosted by Baker Tilly and Hedge Connection
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The Office of Compliance Inspections and Examinations (OCIE) of the SEC has recently reiterated guidance that they plan to evaluate the cybersecurity practices of Registered Investment Advisors (RIAs) as part of their National Exam Program (NEP). The OCIE will be evaluating advisers in regards to their ability to fend off cybersecurity attacks and respond appropriately if an incident occurs. To guard against attacks and avoid OCIE penalties, firms should take steps now to review and enhance their current cybersecurity posture
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