VIRTUAL INVESTMENT FORUM ON
TRADABLE ENVIRONMENTAL ASSETS

presented by Green Trading Capital and Old City Investment Partners
 

Qualifications

Please select your participation:

As Institutional Investor

As High Net Worth Investor

Please select what best describes you:

I am a U.S. based investor

I am an EU or UK based investor

Institutional Investor

Please indicate the investor status that satisfies one of the following definitions in accordance with Rule 501(a) of Regulation D of the U.S. Securities Act of 1933.

Please select from one of the Accredited Investor options:

You are an accredited investor because you are:

1. Corporations, Partnerships, Business Trusts, Limited Liability Companies and Other Entities

A corporation, a limited liability company, a Massachusetts or similar business trust or a partnership with total assets in excess of $5,000,000; or
An entity (other than a trust) in which all of the equity owners are accredited investors.

2. Trusts:

A trust, with total assets in excess of $5,000,000 directed by a "sophisticated person"; or
A revocable grantor trust that may be amended or revoked at any time by the grantor(s) in which each grantor is a natural person who is an accredited investor.

3. Banks or Savings & Loans:

A bank as defined in Section 3(a)(2) of the Securities Act or a savings and loan association or other institution referenced in Section 3(a)(5)(A) of the Securities Act whether acting in its individual or fiduciary capacity.

4. Insurance Companies:

An insurance company as defined in Section 2(13) of the Securities Act.

5. Business Development Companies:

A private business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940 (the "Advisers Act"); or
A business development company as defined in Section 2(a)(48) of the U.S. Investment Company Act of 1940, as amended (the "1940 Act"); or
A rural business development company as defined in Section 384A of the Consolidated Farm and Rural Development Act.

6. Broker-Dealers:

A broker or dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended (the "Exchange Act")

7. Employee Benefit Plans and Other Tax-Exempt Entities:

An "employee benefit plan" within the meaning of ERISA, and the decision to invest in the Fund was made by a plan fiduciary; or
An "employee benefit plan" within the meaning of ERISA and has total assets in excess of $5,000,000; or
A plan established and maintained by a state, its political subdivisions, or any agency or instrumentality of a state or its political subdivisions for the benefit of its employees, and has total assets in excess of $5,000,000; or
An individual retirement account, Keogh Plan or other self-directed defined contribution plan in which a participant may exercise control over the investment of assets credited to his or her account and the investing participant is an accredited investor; or
An organization described in Section 501(c)(3) of the Code, was not formed for the specific purpose of acquiring Shares and has total assets in excess of $5,000,000.

8. Investment Companies:

An investment company registered under the 1940 Act; or
A Small Business Investment Company licensed by the Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

9. Investment Advisers:

An SEC- or state-registered investment adviser; or
An exempt reporting adviser under Section 203(m) or Section 203(l) of the Advisers Act.

10. Family Offices:

A "family office," (i) with assets under management in excess of $5,000,000; or
A "family client" of a family office meeting the requirements stated above.

11. Other Entities:

An entity, such as an Indian tribe, labor union, governmental body or fund, or an entity organized under the laws of a foreign country, that owns "investments" in excess of $5,000,000.

Please select from one of the Qualified Purchaser options:

You are a "qualified purchaser" for the reason(s) indicated below:

1. Family Owned Companies:

A company that owns not less than $5,000,000 in investments and that is owned directly or indirectly by two or more natural persons who are related as siblings or spouse (including former spouses), or who are the direct lineal descendants of such persons by birth or adoption, the spouses of such persons, the estates of such persons, or foundations, charitable organizations or trusts established by or for the benefit of such persons.

2. Trusts

An entity whose trustees or other authorized decision makers are accredited investors.

3. Other Entities:

An entity that is acting for its own account or the accounts of other qualified purchasers, which in the aggregate owns and invests on a discretionary basis not less than $25,000,000 in "investments."

4. Employee Benefit Plans:

The entity is an individual retirement account, Keogh Plan or other self-directed defined contribution plan in which a participant may exercise control over the investment of assets credited to his or her account, and the investing participant is a qualified purchaser.

Institutional Investor

Please indicate the investor status that satisfies one of the following definitions in accordance with Rule 501(a) of Regulation D of the U.S. Securities Act of 1933.

Professional Investor Status

You are a "professional investor" for the reasons indicated below:

1. You are one of the following entities, which is required to be authorized or regulated to operate in the financial markets:

a credit institution
an investment firm
another authorized or regulated financial institution
an insurance company
a collective investment scheme or a management company of such a scheme
a pension fund or the management company of a pension fund
a commodity derivatives dealer
any other institutional investor

2. You are a large undertaking, being an undertaking meeting two of the following size requirements on a company basis:

Balance sheet total of EUR 20 million
Net turnover of EUR 40 million
Own funds of EUR 2 million

3. You are:

a national or regional government, including a public body that manages public debt at national or regional level, a Central Bank, an international or supranational institution such as the World Bank, the IMF, the ECB, the EIB and other similar international organizations.
another institutional investor, whose main activity is to invest in financial instruments, including an entity dedicated to the securitization of assets or other financing transactions.

High Net Worth Investor

Please select from one of the Accredited Investor options:

You are an "accredited investor" because you are:

A natural person who had an individual income in excess of $200,000 in each of the two most recent years and who reasonably expects to have an individual income in excess of $200,000 in the current year or who had joint income with that person's spouse, or spousal equivalent, in excess of $300,000 in each of the two most recent years and who reasonably expects to have joint income in excess of $300,000 in the current year; or
A natural person whose individual net worth (or joint net worth with such person's spouse, or spousal equivalent) exceeds $1,000,000 at the time of purchase of the Interests.
An individual retirement account (an “IRA”), Keogh Plan or other self-directed defined contribution plan in which a participant may exercise control over the investment of assets credited to his or her account and the investing participant is an accredited investor.
A natural person that holds, in good standing, at least one of the following financial professional licenses: the General Securities Representative license (Series 7); the Private Securities Offering Representative license (Series 82); and, the Licensed Investment Adviser Representative license (Series 65).
A natural person that is considered to be a knowledgeable employee as defined in Rule 3c-5 under the U.S. Investment Company Act of 1940.

Please select from one of the Qualified Purchaser options:

You are a "qualified purchaser" because you are a natural person who:

owns (either individually or jointly with his/her spouse) not less than $5,000,000 in "investments".
is a knowledgeable employee with respect to the Investment Adviser and the Fund, as such term is defined in Rule 3c5 under the U.S. Investment Company Act of 1940.

Contact Details

Non-Retail Status (for Applicants not in the United States, United Kingdom or the European Economic Area)

By participating in this virtual event, you confirm that you are eligible to do so under the laws of your jurisdiction and that you are not considered to be a retail or unsophisticated investor. The information presented is only intended for those who are accredited investors and qualified purchasers (as such terms are defined in U.S. federal securities laws), sophisticated investors, qualified investors, institutional investors, wholesale clients, professional clients and/or eligible counterparties (as such, or similar, terms are defined in other jurisdictions).

General Terms of Participation (for all Applicants)

Your participation in this event is subject to the following statements which, by participating, you are deemed to have read, understood and accepted:

Nature of Information Provided

The information provided is solely for informational purposes and is not an offer to buy or sell or a solicitation or recommendation of an offer to buy or sell any security or instrument or to participate in any trading strategy, which may or may not be made available. Any such offer of securities would, if made, be made pursuant to definitive final private offering documents, which would contain material information not presented hereby (including certain risks) or material that differs from the information presented and to which current and prospective investors are referred. Any decision to invest should be made solely in reliance upon such private offering documents. In the event of any such offering, this information shall be deemed superseded, amended and supplemented in its entirety by such private offering documents. Information presented does not purport to be complete and is subject to the same qualifications and assumptions, and should be considered by investors only in the light of the same warnings, lack of assurances and representations and other precautionary matters, as disclosed in an applicable private offering memorandum and subscription agreement. There is no guarantee that any strategies described will be successful. The information should only be considered current as of the date it was first published and is subject to change at any time and without notice.

Opinions

Certain information presented represents Green Trading Capital's current reasonable opinion and is based on unaudited and forecast figures which have been derived from multiple sources and have not been subject to specific due diligence. The information has been provided in good faith but is not guaranteed and is subject to uncertainties beyond Green Trading Capital's control and should not be relied upon for the purposes of any investment decision. Green Trading Capital makes no representations or warranties and accepts no liability whether in contract, tort or otherwise for (1) the information not being full and complete, (2) the accuracy of any opinion, (3) the basis on which any comparison has been drawn or the facts selected to make such comparison and (4) the assumptions underlying any opinions. Green Trading Capital does not undertake to update its opinions. No opinion of this nature can be, and this information does not purport to be, full, complete, comprehensive or to contain all relevant information. Statements made that are not attributed to or made by a third party reflect the views and opinions of Green Trading Capital.

No Recommendation or Endorsement

Green Trading Capital does not endorse or recommend any third party views, products or services and nothing presented should be taken as Green Trading Capital's endorsement or recommendation of the same.

No Advice Provided

Green Trading Capital does not make any representation or warranty, expressed or implied, regarding any current or prospective investor's legal, economic, tax, the Employee Retirement Income Security Act of 1974 ("ERISA"), regulatory or accounting treatment of the matters discussed. Green Trading Capital is not responsible for providing legal, economic, tax, ERISA, regulatory or accounting advice to any current or prospective investor. Green Trading Capital also does not make any representation or warranty, express or implied, regarding the accuracy, reliability, completeness, appropriateness or sufficiency for any purpose of the information presented and Green Trading Capital assumes no responsibility therefor. Each participant must rely upon its own examination and analysis of matters described and must rely upon its own representatives and professional advisors. Information presented is not intended to be used to assist the participant in determining which securities to buy or sell or when to buy or sell securities.

Forward-Looking Statements

The information presented may contain statements that are not purely historical in nature but are "forward-looking statements". In some cases, you can identify forward-looking statements by terms such as "anticipate," "believe," "could," "estimate," "expect," "intend," "may," "plan," "potential," "should" and "would" or the negative of these terms or other comparable terminology. These forward-looking statements include, among other things, projections, forecasts, estimates or hypothetical calculations with respect to income, yield or return, future performance targets, sample or pro forma portfolio structures or portfolio composition, scenario analysis, specific investment strategies or proposed or pro forma levels of diversification or sector investment. These forward-looking statements are based upon certain assumptions, some of which may be presented. Prospective investors are cautioned not to place undue reliance on such statements. No representation is made by Green Trading Capital as to the accuracy, validity or relevance of any such forward-looking statement and the recipient agrees it is solely responsible for gathering its own information and undertaking its own projections, forecasts, estimates and hypothetical calculations. Actual events are difficult to predict, are beyond Green Trading Capital's control, and may substantially differ from those assumed. All forward-looking statements presented are based on information available on the date hereof or such date specified and Green Trading Capital does not assume any duty to update any forward-looking statement presented. Some important factors which could cause actual results to differ materially from those in any forward-looking statements include, among others, the actual composition of the investment portfolio, any defaults to the investments, the timing of any defaults and subsequent recoveries, changes in interest rates, changes in currency rates and any weakening of the specific obligations included in the portfolio. Accordingly, there can be no assurance that estimated returns or projections can be realized, that forward-looking statements will materialize or that actual returns or results will not be materially lower or higher than those presented. The value of any investment, and the income from it, may fall as well as rise. Accordingly, there can be no assurances that an investor will receive back all or any of the original capital invested. Further, the eligible investments may be leveraged and the portfolio of eligible investments may lack diversification thereby increasing the risk of loss.

Performance

In considering any performance information presented, you should bear in mind that past or projected performance is not necessarily indicative of future results, and there can be no assurance that any entity referenced will achieve comparable results or that return objectives, if any, will be met. Performance variance among certain investors may occur due to various factors including timing of investments, redemptions and applicable management and performance fees. Past performance is not a guarantee, prediction, or indicator of future returns. No representation is made that any investor will or is likely to achieve results comparable to those shown or will make any profit or will be able to avoid incurring losses, which may be substantial. All investments involve risk including the loss of principal.

Currency Fluctuations

Fluctuations in rates of exchange may have a material impact, positive or negative, upon an investor's returns, particularly where the currency of the investor's domicile is different from the currency of the relevant investment.